Theory of Tragedy

As we embark on our study of the trilogy of tragedies featured in the ninth grade honors
English curriculum you will benefit from knowing how instrumental Aristotle’s definition of tragedy is featured.  A summary of the fundamental principles expressed in Aristotle’s Poetics follows: 

 

Greek Archaeologist Says He Has Found Aristotle's Tomb - The New York Times

                                                       Aristotle
Classical theories

As the great period of Athenian drama drew to an end at the beginning of the 4th century BCE, Athenian philosophers began to analyze its content and formulate its structure. In the thought of Plato (c. 427–347 BCE), the history of the criticism of tragedy began with speculation on the role of censorship. To Plato (in the dialogue on the Laws) the state was the noblest work of art, a representation (mimēsis) of the fairest and best life. He feared the tragedians’ command of the expressive resources of language, which might be used to the detriment of worthwhile institutions. He feared, too, the emotive effect of poetry, the Dionysian element that is at the very basis of tragedy. Therefore, he recommended that the tragedians submit their works to the rulers, for approval, without which they could not be performed. It is clear that tragedy, by nature exploratory, critical, independent, could not live under such a regimen.

Plato is answered, in effect and perhaps intentionally, by Aristotle’s Poetics. Aristotle defends the purgative power of tragedy and, in direct contradiction to Plato, makes moral ambiguity the essence of tragedy. The tragic hero must be neither a villain nor a virtuous man but a “character between these two extremes,…a man who is not eminently good and just, yet whose misfortune is brought about not by vice or depravity, but by some error or frailty [hamartia].” The effect on the audience will be similarly ambiguous. A perfect tragedy, he says, should imitate actions that excite “pity and fear.” He uses Sophocles’ Oedipus the King as a paradigm. Near the beginning of the play, Oedipus asks how his stricken city (the counterpart of Plato’s state) may cleanse itself, and the word he uses for the purifying action is a form of the word catharsis. The concept of catharsis provides Aristotle with his reconciliation with Plato, a means by which to satisfy the claims of both ethics and art. “Tragedy,” says Aristotle, “is an imitation [mimēsis] of an action that is serious, complete, and of a certain magnitude…through pity and fear effecting the proper purgation [catharsis] of these emotions.” Ambiguous means may be employed, Aristotle maintains in contrast to Plato, to a virtuous and purifying end.

To establish the basis for a reconciliation between ethical and artistic demands, Aristotle insists that the principal element in the structure of tragedy is not character but plot. Since the erring protagonist is always in at least partial opposition to the state, the importance of tragedy lies not in the character but in the enlightening event. “Most important of all,” Aristotle said, “is the structure of the incidents. For tragedy is an imitation not of men but of an action and of life, and life consists in action, and its end is a mode of action, not a quality.” Aristotle considered the plot to be the soul of a tragedy, with character in second place. The goal of tragedy is not suffering but the knowledge that issues from it, as the denouement issues from a plot. The most powerful elements of emotional interest in tragedy, according to Aristotle, are reversal of intention or situation (peripeteia) and recognition scenes (anagnōrisis), and each is most effective when it is coincident with the other. In Oedipus, for example, the messenger who brings Oedipus news of his real parentage, intending to allay his fears, brings about a sudden reversal of his fortune, from happiness to misery, by compelling him to recognize that his wife is also his mother.

What is a Tragic Hero?

According to Aristotle, a Tragic Hero is a literary character who makes an error in judgment that inevitably leads to his/her own destruction.  Aristotle claims: “A man does not become a hero until he can see the root of his own downfall.” Nobility (of a noble birth) or wisdom (by virtue of birth).

According to Aristotle, the function of tragedy is to arouse pity and fear in the audience so that we may be purged, or cleansed, of these unsettling emotions. Aristotle’s term for this emotional purging is the Greek word catharsis. Although no one is exactly sure what Aristotle meant by catharsis, it seems clear that he was referring to that strangely pleasurable sense of emotional release we experience after watching a great tragedy. For some reason, we usually feel exhilarated, not depressed, at the end. According to Aristotle, a tragedy can arouse these twin emotions of pity and fear only if it presents a certain type of hero, who is neither completely good nor completely bad. Aristotle also says that the tragic hero should be someone “highly renowned and prosperous,” which is Aristotle’s day meant a member of royalty. Why not an ordinary working person? we might ask. The answer is simply that the hero must fall from tremendous good fortune. Otherwise, we wouldn’t feel such pity and fear. . . . the change of fortune presented must not be the spectacle of a virtuous man brought from prosperity to adversity: For this moves neither pity nor fear; it merely shocks us. Nor again, that of a bad man passing from adversity to prosperity: For nothing can be more alien to the spirit of tragedy; . . . it neither satisfied the moral sense nor calls forth pity or fear. Nor, again, should the downfall of the utter villain be exhibited. A plot of this kind would, doubtless, satisfy the moral sense, but it would inspire neither pity nor fear; for pity is aroused by unmerited misfortune, fear by the misfortune of a man like ourselves . . . There remains, then, the character between these two extremes—that of a man who is not eminently good and just, yet whose misfortune is brought about not by vice or depravity, but by some error or frailty . . .. –A